Disclaimer

This advertisement is prepared for information only and may not be published, circulated, reproduced or distributed in whole or part, whether directly or indirectly, to any other person without the prior written consent of Eastspring Investments Berhad (“Manager”). This advertisement has not been reviewed by the Securities Commission Malaysia (“SC”).

Investors are advised to read and understand the contents of the Eastspring Investments Dragon Peacock MY Fund (“Fund”) Prospectus dated 15 July 2024 (“Prospectus”) and the Fund’s Product Highlights Sheet (“PHS”) before investing. The Prospectus and PHS are available at offices of the Manager or its authorised distributors and investors have the right to request for a copy of the Prospectus and PHS.

The Prospectus has been registered with the SC who takes no responsibility for its contents. The registration of Prospectus with the SC does not amount to nor indicate that the SC has recommended or endorsed the product. Units will only be issued upon receipt of the application form accompanying the Prospectus. Past performance of the Manager is not an indication of the Manager’s future performance. Unit prices and distributions payable, if any, may go down as well as up. Where a unit split/distribution is declared, investors are advised that following the issue of additional units/distribution, the Net Asset Value (“NAV”) per unit will be reduced from pre-unit split NAV/cum-distribution NAV to post-unit split NAV/ex-distribution NAV. Where a unit split is declared, investors are advised that the value of their investment in Malaysian Ringgit will remain unchanged after the issue of the additional units.

Investments in the Fund are exposed to CIS risk, country risk, currency risk, fund management of the CIS risk, liquidity risk, related party transaction risk and suspension of redemption request risk, while investments in the target fund are exposed to country specific risk, counterparty risk, foreign exchange/currency risk, political/regulatory risk and specific risk considerations in relation to Environmental, Social and Governance (“ESG”) and Eastspring’s ESG investment approach and risks associated with the Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect. Investors are advised to consider these risks and other general risks as elaborated in the Prospectus, as well as the fees, charges and expenses involved before investing. Investors may also wish to seek advice from a professional adviser before making a commitment to invest in units of any of our funds.

Eastspring Investments is an ultimately wholly owned subsidiary of Prudential plc. Prudential plc, is incorporated and registered in England and Wales. Registered office: 1 Angel Court, London EC2R 7AG. Registered number 1397169. Prudential plc is a holding company, some of whose subsidiaries are authorized and regulated, as applicable, by the Hong Kong Insurance Authority and other regulatory authorities. Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America or with the Prudential Assurance Company Limited, a subsidiary of M&G plc. A company incorporated in the United Kingdom.

A Note on Cross Trade Policy

Cross trade is defined as a buy and sell transaction of the same security between two or more clients’ accounts managed by a fund management company. Eastspring Investments Berhad (“Manager”) may conduct cross trades provided the following conditions imposed by the regulators are met: 

• the cross trade is in the best interests of both clients;
• the reason for cross trades are documented prior to execution of the trades;
• the cross trade is executed through a dealer or a financial institution on an arm’s length and fair value basis; and
• the cross trade transaction is disclosed to both clients.

All cross trades will be executed in accordance with the Manager's policy which is in line with the regulatory requirements. Post transactions, all cross trades will be reviewed by the Manager’s compliance officer and the investment committee. 

Cross trades between (i) the personal account of an employee of the Manager and any clients’ account; (ii) the Manager's proprietary accounts and any clients' account, are strictly prohibited.